Course curriculum

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    Managing Third Party Risks
    • Managing Third Party Risks updated october 2021
    • Managing Third Party Risks powerpoint
    • Managing Third Party Risks comments

Course description

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A video (26 minutes) describing licensing requirements when dealing with third parties. It covers both financial products and credit products, when a licensee sells a third party product and when it appoints a third party representative or referrer. It also discusses outsourcing and probity issues.