FSR review package
Checklists to assist compliance checking
Course curriculum
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FSR Review Tools
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About this course
- $2,750.00
- 1 lesson
- 0 hours of video content
Product description
The FSR Review Tools have been developed for the purpose of assisting retail ADI’s to check compliance with their Australian Financial Services Licence conditions.
The package consists of checklists dealing with:
Product Analysis
Compliance Positions
Procedures
FSG Requirements
PDS Requirements
Variations Requirements
Confirmation of Transactions
Advertising
Website Compliance
Account Statement requirements
Electronic Notice Requirements
Statement of Advice Requirements.