Course curriculum

  • 1
    FSR Review package
    • FSR Review Tools

Product description

The FSR Review Tools have been developed for the purpose of assisting retail ADI’s to check compliance with their Australian Financial Services Licence conditions.

The package consists of checklists dealing with:

Product Analysis

Compliance Positions

Procedures

FSG Requirements

PDS Requirements

Variations Requirements

Confirmation of Transactions

Advertising

Website Compliance

Account Statement requirements

Electronic Notice Requirements

Statement of Advice Requirements.