Webinar: managing financial and credit product regulation: Part 1
Financial services regulation webinar series: Part 1 financial product compliance
Course curriculum
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Webinar replay (45mins)
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Webinar slides
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Product management spreadsheet
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About this course
- $165.00
- 3 lessons
- 0.5 hours of video content
Webinar Series: managing your beginning-to-end financial and credit product compliance obligations
For CEO’s, Accountable Persons, Responsible Managers, Product Managers and Risk and Compliance Managers in banking, lending, financial advice, insurance and superannuation sectors
Recent changes mean that financial and credit products are regulated from design and distribution through to administration, breach reporting and termination.
And the proposed Financial Accountability Regime will require the nomination of executives who have end-to-end product responsibility.
In this webinar recorded on 19 January 2022 we introduce a simple framework and tool and discuss how to use it to help you better manage financial products during a product lifecycle to avoid confusion and uncertainty.
The fee includes access to the webinar recording and a copy of the financial product tool.
What you will learn
Outcomes: After completing the webinar financial product issuers and distributors will take with them a product matrix to categorise and identify their financial products. They will be able to assess their licensing, disclosure and breach reporting requirements for individual product types and will be aware of ongoing compliance issues.
The recording goes for 45 minutes.