Course descriptionA checklist of records required to be kept under regulatory obligations: updated 1 January 2018.
David has over 30 years’ experience as a lawyer in financial services compliance, training and expert reviews.
David uses technology and processes to help compliance managers be seen as an essential part of their businesses' risk management.
He offers a unique and critical perspective on improving financial services businesses.
His compliance experience includes Corporations Act, National Consumer Credit, APRA Prudential Standards, PPS, FSR, AML, Privacy and Consumer Protection and Competition and Trade Practices Law.
He edits the Australian Regulatory Compliance Review.