Document retention

A checklist of records required to be kept under regulatory obligations: updated 1 January 2018. | taught by David Jacobson

Course description

A checklist of records required to be kept under regulatory obligations: updated 1 January 2018.
David Jacobson
David Jacobson
Bright Law director

David has over 30 years’ experience as a lawyer in financial services compliance, training and expert reviews.

David uses technology and processes to help compliance managers be seen as an essential part of their businesses' risk management.

He offers a unique and critical perspective on improving financial services businesses.

His compliance experience includes Corporations Act, National Consumer Credit, APRA Prudential Standards, PPS, FSR, AML, Privacy and Consumer Protection and Competition and Trade Practices Law.

He edits the Australian Regulatory Compliance Review.

Course Curriculum

Document retention checklist
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