Course curriculum

    1. ASIC Regulatory Guides for AFS LIcensees Overview video 6 mins

    2. ASIC Regulatory Guides for AFS LIcensees Overview PPT

    1. ASIC RG 132

    2. ASIC RG 259

    3. ASIC Regulatory Guide 259 Risk Management video 22 mins

    4. ASIC Regulatory Guide 259 Risk Management PPT

    5. ASIC Regulatory Guide 132 Funds Management Compliance video 24 mins

    6. ASIC Regulatory Guide 132 Funds Management Compliance PPT

About this course

  • $330.00
  • 8 lessons
  • 1 hour of video content

Understanding ASIC's approach to the governance of Australian Financial Services Licensees

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