Course curriculum

    1. ASIC Regulatory Guides for AFS LIcensees Overview video 6 mins

    2. ASIC Regulatory Guides for AFS LIcensees Overview PPT

    1. ASIC Regulatory Guide 259 Risk Management video 22 mins

    2. ASIC Regulatory Guide 259 Risk Management PPT

    3. ASIC RG 259

    4. ASIC Regulatory Guide 132 Funds Management Compliance video 24 mins

    5. ASIC Regulatory Guide 132 Funds Management Compliance PPT

    6. ASIC RG 132

About this course

  • $330.00
  • 8 lessons
  • 1 hour of video content

Understanding ASIC's approach to the governance of Australian Financial Services Licensees

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