Compliance for Responsible Managers
what responsible managers need to know: A package of 4 videos (total time 2 hours) plus draft policies and checklists and a 140 page manual for RM's.
Responsible Managers Manual
An introduction to the obligations of responsible managers for AFSL and credit licensees updated to 1 January 2018
Credit Act review package
Checklists to help you review your compliance
Introduction to banking and financial services regulation
the law, the regulators and customer issues. A 20 minute video
Introduction to Consumer Credit Regulation
Licensing and lending. 2 videos: 62 minutes and 74 minutes.
Privacy Law for financial services providers
A course of 4 videos: The Privacy Act 1988 (30 minutes), the 2014 amendments (42 minutes), the APP guidelines (10 minutes) and the Credit Reporting Privacy Code (10 minutes) plus a quiz.