Compliance for Responsible Managers
what responsible managers need to know: A package of 6 videos (total time 2 hours, 50 minutes) plus draft policies and checklists and a 140 page manual for RM's.
Responsible Managers Manual
An introduction to the obligations of responsible managers for AFSL and credit licensees updated to 1 January 2018
FSR review package
Checklists to assist compliance checking
Introduction to banking and financial services regulation
the law, the regulators and customer issues. A 20 minute video
Introduction to Financial Services Regulation
A 76 minute video.
AFSL breach reporting
A 1 hour 10 minute video